Financial services : authorization, supervision, and enforcement : a litigator's guide
by
Russen, Jonathan.
Title
:
Financial services : authorization, supervision, and enforcement : a litigator's guide
Author
:
Russen, Jonathan.
ISBN
:
9780199296651
Publication Information
:
Oxford : Oxford University Press, 2006.
Physical Description
:
xli, 390 s. ; 26 cm.
Contents
:
Regulation through authorisation, requirement, and approval -- Mainstream and regulatory offences -- The FSA's powers of investigation -- Criminal prosecutions by the FSA -- Civil liability and the remedies and sanctions available to the FSA and investors -- Market abuse -- The FSA's control of money laundering -- Restrictions upon financial promotions -- Practice and procedure -- Independent challenges to the FSA's actions -- The financial ombudsman service.
Corporate Subject
:
Sermaye Piyasası Kurulu (Büyük Britanya) -- Kurallar ve uygulamalar.
Financial Services Authority (Great Britain) -- Rules and practice.
Subject Term
:
Mali hizmetler endüstrisi -- Yasa ve yasama -- Büyük Britanya.
Mali hizmetler endüstrisi -- Büyük Britanya -- Devlet denetimi.
Financial services industry -- Law and legislation -- Great Britain.
Financial services industry -- Great Britain -- State supervision.
| Library | Material Type | Item Barcode | Shelf Number | [[missing key: search.ChildField.HOLDING]] | Status |
|---|
| Law Library | Book | 7.2/12/427903 | KD1715 .R87 2006 | | Hukuk Genel Koleksiyon |