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1. 
Cover image for Capital Markets Law and Compliance The Implications of MiFID
Capital Markets Law and Compliance The Implications of MiFID
Author 
Nelson, Paul.
Preferred Shelf Number 
ONLINE
Electronic Access 
Access by subscription
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2. 
Cover image for Managing to the new regulatory reality doing business under the Dodd-Frank Act
Managing to the new regulatory reality doing business under the Dodd-Frank Act
Author 
Wilson, Gregory P.
Preferred Shelf Number 
ONLINE
Electronic Access 
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Books24x7 http://www.books24x7.com/marc.asp?bookid=40744
John Wiley http://dx.doi.org/10.1002/9781118268247
Contributor biographical information http://catdir.loc.gov/catdir/enhancements/fy1106/2010045659-b.html
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3. 
Cover image for Financial services : authorization, supervision, and enforcement : a litigator's guide
Financial services : authorization, supervision, and enforcement : a litigator's guide
Author 
Russen, Jonathan.
Preferred Shelf Number 
KD1715 .R87 2006
Format: 
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4. 
Cover image for Global governance of financial systems the international regulation of systemic risk
Global governance of financial systems the international regulation of systemic risk
Author 
Alexander, Kern, 1962- Dhumale, Rahul. Eatwell, John.
Preferred Shelf Number 
K1066
Electronic Access 
Oxford scholarship online http://dx.doi.org/10.1093/acprof:oso/9780195166989.001.0001
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