Cover image for Financial services : authorization, supervision, and enforcement : a litigator's guide
Title:
Financial services : authorization, supervision, and enforcement : a litigator's guide
Author:
Russen, Jonathan.
ISBN:
9780199296651
Publication Information:
Oxford : Oxford University Press, 2006.
Physical Description:
xli, 390 s. ; 26 cm.
Contents:
Regulation through authorisation, requirement, and approval -- Mainstream and regulatory offences -- The FSA's powers of investigation -- Criminal prosecutions by the FSA -- Civil liability and the remedies and sanctions available to the FSA and investors -- Market abuse -- The FSA's control of money laundering -- Restrictions upon financial promotions -- Practice and procedure -- Independent challenges to the FSA's actions -- The financial ombudsman service.
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Book 7.2/12/427903 KD1715 .R87 2006
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