Search Results for Securities industry.

Skip to:Search Results

|

|

|

|

|

|

|

Remember to clear the cache and close the browser window.

Search Limit

Rooms Restriction Values

17

Search Field

Target Value

Limit Value

Restriction Value

Search For:

Advanced Search

Limit Search Results

Narrowed by:

+

Library: Online Library

Author

(2)

(1)

Dalgleish, Elaine.

(1)

Ferran, Eilís.

(1)

Hubbard, R. Glenn.

(1)

Ott, Julia C., 1974-

(1)

Rechtschaffen, Alan N., author.

(1)

Simmons, Michael, 1951-

(1)

SpringerLink (Online service)

(1)

Treptow, Felix. author.

(1)

Williams, James, 1972-

(1)

Language

(10)

Publication Date

-

(2)

(2)

(2)

(1)

(1)

(1)

(1)

Subject

Financial services industry -- United States.

(2)

Investment advisors -- United States.

(2)

Mutual funds -- United States.

(2)

Securities industry.

(2)

Banks and banking.

(1)

Brokers -- United States.

(1)

Capital market -- Law and legislation -- United States.

(1)

Capital market.

(1)

Corporations -- Finance -- Management.

(1)

(1)

Derivative securities -- Law and legislation -- United States.

(1)

Disclosure of information -- Law and legislation -- European Union countries.

(1)

(1)

Electronic books.

(1)

Finance, Personal -- United States.

(1)

Financial instruments -- United States.

(1)

Financial planners -- United States.

(1)

Financial services industry.

(1)

(1)

Investments -- United States.

(1)

Securities -- United States -- History.

(1)

Securities -- European Union countries.

(1)

Securities industry -- United States -- History.

(1)

Securities industry -- Government policy -- European Union countries.

(1)

Securities industry -- Law and legislation -- European Union countries.

(1)

Securities industry -- Law and legislation -- Great Britain.

(1)

Securities industry -- Law and legislation -- United States.

(1)

Securities industry -- Law and legislation.

(1)

Securities industry -- Self-regulation -- Great Britain.

(1)

Securities industry -- United States.

(1)

(1)

Stockbrokers -- United States.

(1)

Wall Street (New York, N.Y.) -- History.

(1)

Material Type

Shelf Location

Electronic Library

{sortLabel}

	{facetName}	{results}

	{displayName}	{count}
{error}

Switch to list view

Switch to thumbnail view

10 Results Found

Subscribe to search results

1

0000000000DEFAULT

Print

Select a list

Make this your default list.

The following items were successfully added.

There was an error while adding the following items. Please try again.

One or more items could not be added because you are not logged in.

1.

Cover image for The Economics of Demutualization An Empirical Analysis of the Securities Exchange Industry

The Economics of Demutualization An Empirical Analysis of the Securities Exchange Industry

The Economics of Demutualization An Empirical Analysis of the Securities Exchange Industry

Author

Treptow, Felix. author. SpringerLink (Online service)

Preferred Shelf Number

ONLINE

Electronic Access

http://dx.doi.org/10.1007/978-3-8350-9311-9

Format:

Availability

Online Library~1

Available:
Copies:

2.

Cover image for Capital markets, derivatives, and the law : positivity and preparation

Capital markets, derivatives, and the law : positivity and preparation

Capital markets, derivatives, and the law : positivity and preparation

Author

Rechtschaffen, Alan N., author.

Preferred Shelf Number

KF1070 .R42 2019

Electronic Access

Oxford scholarship online http://dx.doi.org/10.1093/oso/9780190879631.001.0001

Format:

Availability

Online Library~1

Available:
Copies:

3.

Cover image for Backstage Wall Street an insider's guide to knowing who to trust, who to run from, and how to maximize your investments

Backstage Wall Street an insider's guide to knowing who to trust, who to run from, and how to maximize your investments

Backstage Wall Street an insider's guide to knowing who to trust, who to run from, and how to maximize your investments

Author

Brown, Joshua.

Preferred Shelf Number

ONLINE

Electronic Access

Subscription required

Format:

Availability

Online Library~1

Available:
Copies:

4.

Cover image for Policing the markets inside the black box of securities enforcement

Policing the markets inside the black box of securities enforcement

Policing the markets inside the black box of securities enforcement

Author

Williams, James, 1972-

Preferred Shelf Number

ONLINE

Electronic Access

Click here to view

Format:

Availability

Online Library~1

Available:
Copies:

5.

Cover image for When Wall Street Met Main Street the quest for an investors' democracy

When Wall Street Met Main Street the quest for an investors' democracy

When Wall Street Met Main Street the quest for an investors' democracy

Author

Ott, Julia C., 1974-

Preferred Shelf Number

ONLINE

Electronic Access

http://dx.doi.org/10.4159/harvard.9780674061217

Format:

Availability

Online Library~1

Available:
Copies:

6.

Cover image for The mutual fund industry : competition and investor welfare

The mutual fund industry : competition and investor welfare

The mutual fund industry : competition and investor welfare

Author

Hubbard, R. Glenn.

Preferred Shelf Number

ONLINE

Electronic Access

http://www.jstor.org/stable/10.7312/hubb15182

Format:

Availability

Online Library~1

Available:
Copies:

7.

Cover image for Corporate actions : a guide to securities event management

Corporate actions : a guide to securities event management

Corporate actions : a guide to securities event management

Author

Simmons, Michael, 1951- Dalgleish, Elaine.

Preferred Shelf Number

ONLINE

Electronic Access

Wiley Online Library

Format:

Availability

Online Library~1

Available:
Copies:

8.

Cover image for Regulation and compliance in operations

Regulation and compliance in operations

Regulation and compliance in operations

Author

Loader, David.

Preferred Shelf Number

ONLINE

Electronic Access

ScienceDirect http://www.sciencedirect.com/science/book/9780750654876

Format:

Availability

Online Library~1

Available:
Copies:

9.

Cover image for Building an EU Securities Market

Building an EU Securities Market

Building an EU Securities Market

Author

Ferran, Eilís.

Preferred Shelf Number

ONLINE

Electronic Access

Access by subscription

Format:

Availability

Online Library~1

Available:
Copies:

10.

Cover image for Understanding the markets

Understanding the markets

Understanding the markets

Author

Loader, David.

Preferred Shelf Number

ONLINE

Electronic Access

ScienceDirect http://www.sciencedirect.com/science/book/9780750654654

Format:

Availability

Online Library~1

Available:
Copies:

1

Go to:Search Results

|

|

Copyright 2018 Sirsi Corporation - Enterprise Version 5.0.0.11